Webinar - Financial Crime Enforcement and Supervision
We are pleased to welcome Michael Ruck, Partner at K&L Gates LLP, to follow-up on his previous session covering regulatory interaction with both PRA and FCA.
This time Michael will share some top tips on how to deal with regulators: proactive pre-planning for firms, dealing with Supervisory and Enforcement meetings or visits (including unannounced visits), engagement after a visit and lessons learned.
To find out more and to book your place on this webinar (7 December) please visit the Diary.